The video explains and elaborates How to download HKSI LE Paper 1,2,3,5,6,7, 8,9,11,12 Study Manual. When I took it I used Kaplan’s online study guide. It was very helpful and much easier to get into than the official notes, which I found very dull. Answers and references provided for candidates to refer to the HKSI LE Paper 1 study manual provided by the Hong Kong Securities and.

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The Financial Secretary can require the SFC to provide him with information on the principles, practices Chapter 2 and policy it is applying in order to meet its objectives and perform its functions.

Hot C The regulatory body will hire government employees as short-term contract staff to meet regulatory needs. You are my private tutor for the exam. You should extend this platform to other tests!

I think I studied for less than a total of 20 hours! Maintain currency stability Topic 1 III. Chapter 1 D Take measures that can enhance international and local confidence in the financial markets of Hong Kong. Topic B They aim to achieve this goal through financial regulations of an acceptable international standard.

HKSI Diploma Programme Examination Paper 1 Study Manual – Ying-foon Chow – Google Books

Chapter 1 Section Which system or philosophy of regulations is adopted by the SFC to regulate securities and futures markets? Section 10 D C A merit-based philosophy- it is assumed that maximum disclosure is required to protect investors, but there QID is obligation on the apart of the participants to take responsibility for using the full information to make their Answer own independent investment decisions.


Our site works on Android tablets and iPads too! Fund Managers Chapter 1 II.

HKSI LE Paper 1 Pass Paper Question Bank (QB)

The demands for investment opportunities II. QID B B The regulatory body has a system of checks and balances to ensure the interests of the stakeholders are not Answer violated.

Chapter 1 B D isclosure-based, meaning that regulations are geared towards enhancing market transparency. Just spend a few minutes a day in our site to improve your test score!

Chapter A C Regulations are focused on front-line operations of the markets. Chapter 1 A Led by the Financial Secretary, the Financial Secretary has effective overall authority over the regulatory Section 16 bodies. Comprised of over questions, adhering to examination format. Answer A C Hear appeals against the decisions made by the SFC relating to the hksl or registration of intermediaries Hot 1 and certain other matters.

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Hot 11 A The highest risk areas of the markets are given more regulatory attention. Borrower Section 1 III. QID 9 A A disclosure-based philosophy- it assumes that maximum disclosure is required to protect investors, but there is obligation on the part of the participants to take Answer A responsibility for using the full information to make their own independent investment decisions.

The flows of funds in and out of the financial centre by fund managers. Just took the exam and found it incredibly comfortable. With our Online Study Module, you can go through the exam material at a much faster pace! What a brilliant website you got. Employment opportunities for locals Chapter 1 III.

QIDC Mr Chan provides a loan to his sister in law and charges interests that’s far lower than the benchmark lending Answer rate at banks. Hot 1 B A risk-based philosophy- it is assumed that maximum disclosure is required to protect investors, but there is Topic 1 obligation on the part of the participants to take responsibility for using the full information to make their Chapter 11 own independent investment decisions.


Your web-based modules are very helpful.

How to download HKSI LE Paper 1,2,3,5,6,7,8,9,11,12 Study Manual?

We have users from the following firms and many more: Employment opportunities for expatriates Section 1 IV. Don’t have time to study after work? Read the Text Version. I originally had my doubts and had been advised to stufy contrary by your competition however I am most impressed and will recommend this sthdy our training and development department. A consolidation of a number of ordinances regulating the securities and futures industries. Section D Regulations are focused on logistics operations of the markets.

Answer A By ensuring that the regulations they apply are necessary for the proper supervision of the financial markets Hot in Hong Kong and maintains Hong Kong’s position as a leading financial centre. Password Forgot your password.

Did this and I passed the exam on the first try! I will definitely recommend my colleagues who are doing this exam in the mxnual months.

Should you need to buy this product, please visit www. Provide margin financing and accomodation on securities trading Hot III. B Mr Chan manages a lo of assets for his friend with terminal illness for free, which includes the management Section of investment on securities and futures.

Meet demands for investment Topic 1 II.

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